Policies & Disclosures | Capital Group

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Policies & Disclosures

Information on Capital Group’s Policies and Disclosures

Capital Group adheres to strict set of standards to ensure that our clients’ interests always come first. The information available below spells out the specific policies and guidelines that govern our organizational activities every day.

Form ADV

Registered investment advisors with the U.S. Securities and Exchange Commission (SEC) are required to disclose certain information to their clients and the SEC.


Part 1A of Form ADV

Part 1 of the Investment Adviser Registration Form (Form ADV) is available to the public on the Investment Adviser Public Disclosure (IAPD) website, which is maintained by the U.S. Securities and Exchange Commission.
 


Part 2A of Form ADV

Part 2A of the Form ADV, also known as the ADV brochure, contains information about the nature of our business, such as services and fees, types of clients, and other business practices and activities. The brochure is also available to the public on the Investment Adviser Public Disclosure (IAPD) website.
 


Part 2B of Form ADV

Part 2B of Form ADV, also known as the ADV brochure supplement, contains information on the background of investment professionals responsible for the management of client and fund assets including educational history, business experience and other relevant details. 

 

 


Best Execution Policy

When executing portfolio transactions on behalf of funds and client accounts, we strive to obtain “best execution” (the most favorable total price reasonably attainable under the circumstances), taking into account a variety of factors.
 


Proxy Voting

We consider proxy voting an important part of the investment process and seek to vote proxies in the best interests of our fund investors and clients. View the policies and procedures that govern our proxy voting activity.


Code of Ethics

Over the years, we have earned a reputation for the highest integrity. All Capital associates are expected to maintain the very highest ethical standards when conducting business. To ensure that our own interests are never placed ahead of the interests of our clients, the Capital Group Companies has adopted a Code of Ethics (PDF).


Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value.

Investors should carefully consider investment objectives, risks, charges and expenses. This and other important information is contained in the fund prospectuses and summary prospectuses or the collective investment trust's Characteristics statement, which can be obtained from a financial professional, Capital or your relationship manager, and should be read carefully before investing.